煤矿旋转机械健康指标构建及状态评估

李曼; 潘楠楠; 段雍; 曹现刚

doi:10.13272/j.issn.1671-251x.18004

煤矿旋转机械健康指标构建及状态评估

doi: 10.13272/j.issn.1671-251x.18004

李曼^{1, 2,},
潘楠楠¹,
段雍^{1, 2},
曹现刚^{1, 2}

1.
西安科技大学机械工程学院, 陕西西安　710054
2.
陕西省矿山机电装备智能监测重点实验室, 陕西西安　710054

基金项目: 国家自然科学基金项目（51875451）。

详细信息

作者简介:
李曼（1964—），女，陕西西安人，教授，研究方向为矿山设备智能检测与控制，E-mail：liman10@sina.com

中图分类号: TD67
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- 被引次数: 0
出版历程
- 收稿日期: 2022-08-24
- 修回日期: 2022-09-02
- 网络出版日期: 2022-09-15

Construction of health index and condition assessment of coal mine rotating machinery

LI Man^{1, 2
,},
PAN Nannan¹,
DUAN Yong^{1, 2},
CAO Xiangang^{1, 2}

1.
College of Mechanical Engineering, Xi'an University of Science and Technology, Xi'an 710054, China
2.
Shaanxi Key Laboratory of Mine Electromechanical Equipment Intelligent Monitoring, Xi'an 710054, China

摘要

摘要: 煤矿设备监测参数为时间序列数据，其时序特征对健康评估的影响较大。针对传统机械设备健康评估中存在的信号时空特性提取不完备、人为经验依赖程度高、设备早期状态变化评估难等问题，建立了基于二维数组的长短期记忆降噪卷积自编码器(2D−LSTMDCAE)模型，并提出了基于2D−LSTMDCAE的煤矿旋转机械健康指标(HI)构建及状态评估方法。将一维振动数据转换为二维数组，通过二维卷积网络模型充分学习原始数据中所包含的信息，增强模型对数据特征的学习能力；将样本并行输入卷积和长短期记忆(LSTM)单元，以获取完备的信号时空特征；构建无监督学习的降噪卷积自编码器(DCAE)模型并进行样本重构，采用Bray−Curtis距离计算原始样本与重构样本间相似度，得到HI，解决设备运行过程中状态标签难以获取的问题，提升模型在强背景噪声中的适应能力。使用XJTU−SY轴承数据集验证2D−LSTMDCAE模型的特征学习能力，并采用相关性和单调性2个指标评价基于HI的状态评估方法，测试结果表明：二维输入样本构建方法及学习数据时序特征的HI构建方法对轴承的性能退化更敏感，2D−LSTMDCAE模型能够更早地检测到设备的早期故障，在测试轴承上相比于LSTMDCAE和DCAE模型构建的HI及均方根平均提前了约7 min；与LSTMDCAE和DCAE模型构建的HI、均方根相比，2D−LSTMDCAE模型构建的HI的相关性和单调性均较高，能更好地反映轴承的退化情况。采用减速器加速退化实验数据进行健康评估实验，在测试减速器上，相比于均方根指标，通过2D−LSTMDCAE模型构建的HI能够提前8 min发现早期故障，且HI相关性提高了0.007，单调性提高了0.211，能够更好地反映减速器的退化情况。
- 煤矿旋转机械 /
- 状态评估 /
- 健康指标 /
- 信号时空特征 /
- 长短期记忆 /
- 降噪卷积自编码器 /
- 2D−LSTMDCAE
Abstract: The monitoring parameters of coal mine equipment are time-series data, and the time-series characteristics have great influence on health assessment. The traditional mechanical equipment health assessment has the problems of incomplete extraction of signal spatiotemporal characteristics, high dependence on human experience, and difficult assessment of early condition change of equipment. In order to solve these problems. A two-dimensional array long short-term memory denoising convolutional autoencoder (2D-LSTMDCAE) model is constructed, and a health index (HI) construction and condition assessment method of coal mine rotating machinery based on 2D-LSTMDCAE is proposed. The one-dimensional vibration data is converted into a two-dimensional array. The two-dimensional convolution network model is used to fully learn the information contained in the original data, so the learning capability of the model on data characteristics is enhanced. The samples are input into convolution and long short-term memory (LSTM) units in parallel to obtain complete signal spatiotemporal characteristics. The unsupervised learning denoising convolutional autoencoder (DCAE) model is constructed for sample reconstruction. The similarity between the original sample and the reconstructed sample is calculated by Bray-Curtis distance to obtain the HI. It solves the problem that it is difficult to obtain the condition tag during the operation of the equipment, and improves the adaptability of the model in strong background noise. The characteristic learning capability of the 2D-LSTMDCAE model is verified by using XJTU-SY bearing data set. The two indexes of correlation and monotonicity are adopted to evaluate the condition assessment method based on HI. The test results show the following points. The two-dimensional input sample construction method and the HI construction method of learning the time series characteristics of data are more sensitive to the performance degradation of bearings. The 2D-LSTMDCAE model can detect the early failure of the equipment earlier. On the test bearing, the HI and RMS constructed by the 2D-LSTMDCAE model are about 7 min earlier than that of the LSTMDCAE and DCAE models. Compared with the HI and RMS constructed by the LSTMDCAE and DCAE models, the HI constructed by the 2D-LSTMDCAE model has higher correlation and monotonicity, and it can better reflect the degradation of bearings. The health assessment experiment is carried out by using the accelerated degradation experimental data of the reducer. On the test reducer, compared with RMS, it can detect early failure 8 min in advance by using the HI constructed by the 2D-LSTMDCAE model. The correlation is improved by 0.007, and the monotonicity is improved by 0.211, which can better reflect the degradation situation of the reducer.
- coal mine rotating machinery /
- condition assessment /
- health index /
- signal spatiotemporal characteristics /
- long short-term memory /
- denoising convolutional autoencoder /
- 2D-LSTMDCAE

HTML全文

图 1 LSTM循环单元结构

Figure 1. Structure of LSTM cyclic unit

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图 2 CAE模型

Figure 2. CAE model

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图 3 LSTMDCAE模型

Figure 3. LSTMDCAE model

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图 4 输入样本及HI构建

Figure 4. Construction of input sample and HI

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图 5 损失曲线

Figure 5. Loss curve

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图 6 测试轴承Bray-Curtis距离与HI曲线

Figure 6. Bray-Curtis distance and HI curves of test bearing

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图 7 各模型构建的HI对比

Figure 7. Comparison of HI constructed by each model

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图 8 HI的评价指标分析

Figure 8. Analysis of HI evaluation index

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图 9 模拟采煤机截割传动系统的减速器平台

Figure 9. Reducer platform simulating shearer cutting transmission system

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图 10 减速器垂直和水平方向原始振动信号

Figure 10. Vertical and horizontal original vibration signals of the reducer

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图 11 减速器HI对比

Figure 11. HI Comparison of the reducer

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表 1 各工况下轴承参数

Table 1. Bearing parameters under various working conditions

工况	轴承	样本总数	失效位置
1	轴承1_1	123	外圈
	轴承1_2	161	外圈
	轴承1_3	158	外圈
2	轴承2_1	491	内圈
	轴承2_2	161	外圈
	轴承2_3	533	保持架
3	轴承3_1	2 538	外圈
	轴承3_2	2 496	内圈、滚动体、保持架、外圈
	轴承3_3	371	内圈
	轴承3_4	1515	内圈
	轴承3_5	114	外圈

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表 2 HI的评价指标

Table 2. The evaluation index of HI

HI	相关性	单调性
2D−LSTMDCAE模型构建的HI	0.8205	0.5790
LSTMDCAE模型构建的HI	0.8055	0.5068
DCAE模型构建的HI	0.7896	0.4948
均方根	0.7731	0.3067

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表 3 3种深度学习模型构建的HI的评价指标

Table 3. Evaluation index of HI constructed by three deep learning models

HI	相关性	单调性
2D−LSTMDCAE模型构建的HI	0.820 5	0.579 0
1D−ADSCAE模型构建的HI	0.709 2	0.256 0
DRAE模型构建的HI	0.795 2	0.490 3

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表 4 减速器HI的评价指标

Table 4. HI evaluation index of the reducer

HI	相关性	单调性
2D−LSTMDCAE模型构建的HI	0.821 2	0.346 4
均方根	0.814 6	0.135 1

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